RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) — Institutional Holders, Q2 2026
59 institutional investment managers reported a RIV position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $106.7M. Every filer is listed below, ranked by position value. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
RIV in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- RAYMOND JAMES FINANCIALAdded · +109,817 sh+$1.3M
- Creative PlanningNew · +68,138 sh+$794.5K
- LPL FinancialAdded · +60,965 sh+$710.9K
- Everstar Asset ManagementAdded · +45,159 sh+$526.6K
- Penserra Capital ManagementAdded · +29,612 sh+$345.3K
Biggest sellers
- Arete Wealth AdvisorsSold out · -437,265 sh-$5.1M
- ABSOLUTE INVESTMENT ADVISERSSold out · -274,406 sh-$3.2M
- QuarrySold out · -119,886 sh-$1.4M
- Shaker Financial ServicesSold out · -61,335 sh-$715.2K
- Yakira Capital ManagementTrimmed · -34,489 sh-$402.1K
RIV 13F holders ranked 1–59 of 59
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES#1 · 2,488,022 sh | 2,488,022 | $29.0M | 0.55% | -0.4% |
| 2 | MORGAN STANLEY#2 · 1,868,969 sh | 1,868,969 | $21.8M | <0.01% | -1.3% |
| 3 | Penserra Capital Management#3 · 775,986 sh | 775,986 | $9.0M | 0.07% | +4.0% |
| 4 | LPL Financial#4 · 595,638 sh | 595,638 | $6.9M | <0.01% | +11.4% |
| 5 | BANK OF AMERICA#5 · 331,846 sh | 331,846 | $3.9M | <0.01% | +3.0% |
| 6 | WELLS FARGO & COMPANY#6 · 292,223 sh | 292,223 | $3.4M | <0.01% | +0.3% |
| 7 | Yakira Capital Management#7 · 232,717 sh | 232,717 | $2.7M | 0.77% | -12.9% |
| 8 | Everstar Asset Management#8 · 213,685 sh | 213,685 | $2.5M | 1.20% | +26.8% |
| 9 | ROYAL BANK OF CANADA#9 · 199,892 sh | 199,892 | $2.3M | <0.01% | -2.6% |
| 10 | ENVESTNET ASSET MANAGEMENT#10 · 177,189 sh | 177,189 | $2.1M | <0.01% | +2.6% |
| 11 | RAYMOND JAMES FINANCIAL#11 · 169,706 sh | 169,706 | $2.0M | <0.01% | +183.4% |
| 12 | PRINCIPAL SECURITIES#12 · 168,674 sh | 168,674 | $2.0M | 0.02% | +2.8% |
| 13 | Baird Financial Group#13 · 118,791 sh | 118,791 | $1.4M | <0.01% | -3.2% |
| 14 | Tennessee Valley Asset Management Partners#14 · 114,169 sh | 114,169 | $1.3M | 0.15% | -12.9% |
| 15 | Marks Group Wealth Management#15 · 107,869 sh | 107,869 | $1.3M | 0.11% | 0.0% |
| 16 | OSAIC#16 · 99,572 sh | 99,572 | $1.2M | <0.01% | -3.0% |
| 17 | NATIONS FINANCIAL GROUP , /IA#17 · 85,337 sh | 85,337 | $995.0K | 0.05% | -1.6% |
| 18 | Advisory Solutions Group#18 · 84,470 sh | 84,470 | $984.9K | — | — |
| 19 | NOMURA#19 · 83,864 sh | 83,864 | $977.9K | <0.01% | 0.0% |
| 20 | Advisor OS#20 · 71,289 sh | 71,289 | $831.2K | 0.06% | +20.9% |
| 21 | Opal Wealth Advisors#21 · 68,882 sh | 68,882 | $803.2K | — | +0.4% |
| 22 | Creative Planning#22 · 68,138 sh | 68,138 | $794.5K | <0.01% | New |
| 23 | Allworth Financial#23 · 66,047 sh | 66,047 | $770.1K | <0.01% | +2.2% |
| 24 | STIFEL FINANCIAL#24 · 56,867 sh | 56,867 | $663.1K | <0.01% | -7.8% |
| 25 | OPPENHEIMER#25 · 53,779 sh | 53,779 | $627.1K | — | +1.6% |
| 26 | NWF Advisory Services#26 · 44,527 sh | 44,527 | $519.2K | — | -12.6% |
| 27 | CSS#27 · 43,915 sh | 43,915 | $512.0K | 0.02% | 0.0% |
| 28 | Kovack Advisors#28 · 40,468 sh | 40,468 | $471.0K | 0.02% | +8.2% |
| 29 | CoreCap Advisors#29 · 35,436 sh | 35,436 | $413.2K | — | +76.0% |
| 30 | Janney Montgomery Scott#30 · 32,288 sh | 32,288 | $376.0K | <0.01% | +0.9% |
| 31 | Total Wealth Planning & Management#31 · 31,437 sh | 31,437 | $366.6K | — | +3.0% |
| 32 | WEDBUSH SECURITIES#32 · 26,456 sh | 26,456 | $308.0K | — | -0.1% |
| 33 | Private Advisor Group#33 · 25,978 sh | 25,978 | $302.9K | <0.01% | -1.1% |
| 34 | CHOREO#34 · 24,362 sh | 24,362 | $284.1K | <0.01% | New |
| 35 | UBS Group AG#35 · 21,707 sh | 21,707 | $253.1K | 0.00% | 0.0% |
| 36 | SeaCrest Wealth Management#36 · 21,593 sh | 21,593 | $251.8K | — | +4.0% |
| 37 | HighTower Advisors#37 · 19,280 sh | 19,280 | $224.8K | <0.01% | 0.0% |
| 38 | COMMONWEALTH EQUITY SERVICES#38 · 18,849 sh | 18,849 | $219.8K | <0.01% | +0.3% |
| 39 | NewEdge Advisors#39 · 18,700 sh | 18,700 | $218.0K | <0.01% | New |
| 40 | Clear Street Group#40 · 17,516 sh | 17,516 | $204.2K | <0.01% | New |
| 41 | BlackRock#41 · 15,373 sh | 15,373 | $179.2K | 0.00% | 0.0% |
| 42 | Westside Investment Management#42 · 15,000 sh | 15,000 | $174.9K | 0.02% | -25.0% |
| 43 | WealthTrust Asset Management#43 · 14,454 sh | 14,454 | $168.5K | — | -4.4% |
| 44 | Sequoia Financial Advisors#44 · 14,000 sh | 14,000 | $163.2K | <0.01% | 0.0% |
| 45 | Gateway Wealth Partners#45 · 13,833 sh | 13,833 | $161.3K | <0.01% | -47.1% |
| 46 | CITADEL ADVISORS#46 · 12,973 sh | 12,973 | $151.3K | 0.00% | New |
| 47 | Cetera Investment Advisers#47 · 12,445 sh | 12,445 | $145.1K | <0.01% | +1.3% |
| 48 | CHANNEL WEALTH#48 · 11,121 sh | 11,121 | $129.7K | 0.03% | -4.3% |
| 49 | ALTERNA WEALTH MANAGEMENT#49 · 11,007 sh | 11,007 | $128.3K | — | New |
| 50 | CIBC Bancorp USA#50 · 11,000 sh | 11,000 | $128.3K | <0.01% | 0.0% |
| 51 | Pinnacle Wealth Planning Services#51 · 2,000 sh | 2,000 | $23.3K | <0.01% | 0.0% |
| 52 | Larson Financial Group#52 · 930 sh | 930 | $10.8K | <0.01% | New |
| 53 | HARBOUR INVESTMENTS#53 · 856 sh | 856 | $10.0K | <0.01% | +59.1% |
| 54 | Luminist Capital#54 · 537 sh | 537 | $6.3K | <0.01% | New |
| 55 | COMPASS FINANCIAL MANAGEMENT#55 · 500 sh | 500 | $5.8K | <0.01% | — |
| 56 | Geneos Wealth Management#56 · 310 sh | 310 | $3.6K | <0.01% | 0.0% |
| 57 | HIGHLINE WEALTH PARTNERS#57 · 180 sh | 180 | $2.1K | — | 0.0% |
| 58 | Ameritas Advisory Services#58 · 100 sh | 100 | $1.2K | 0.00% | New |
| 59 | Farther Finance Advisors#59 · 83 sh | 83 | $968.00 | — | 0.0% |
Funds that sold out of RIV in Q2 2026 (7)
Held RIV at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| Arete Wealth Advisors437,265 sh | 437,265 | $4.9M |
| ABSOLUTE INVESTMENT ADVISERS274,406 sh | 274,406 | $3.0M |
| Quarry119,886 sh | 119,886 | $1.3M |
| Shaker Financial Services61,335 sh | 61,335 | $680.8K |
| TCP Asset Management11,875 sh | 11,875 | $131.8K |
| NATIONAL BANK OF CANADA2,639 sh | 2,639 | $29.2K |
| WOLVERINE ASSET MANAGEMENT1,396 sh | 1,396 | $15.5K |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.