Horizon Technology Finance Corp (HRZN) — Institutional Holders, Q2 2026
109 institutional investment managers reported a HRZN position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $38.8M. Every filer is listed below, ranked by position value, 100 per page; this page shows ranks 1 to 100. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
HRZN in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- MORGAN STANLEYAdded · +1,008,154 sh+$4.8M
- Bulldog Investors, LLPNew · +658,617 sh+$3.1M
- Caprock GroupNew · +454,442 sh+$2.1M
- MARSHALL WACE, LLPAdded · +420,469 sh+$2.0M
- CAZ INVESTMENTSNew · +325,890 sh+$1.5M
Biggest sellers
- Green Alpha AdvisorsTrimmed · -160,228 sh-$757.9K
- TWO SIGMA INVESTMENTSTrimmed · -82,690 sh-$391.1K
- IMC-ChicagoTrimmed · -21,721 sh-$102.7K
- Virtu FinancialSold out · -17,055 sh-$80.7K
- ENVESTNET ASSET MANAGEMENTSold out · -16,683 sh-$78.9K
HRZN 13F holders ranked 1–100 of 109
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY#1 · 1,055,591 sh | 1,055,591 | $5.0M | <0.01% | +2125.2% |
| 2 | Bulldog Investors, LLP#2 · 658,617 sh | 658,617 | $3.1M | 0.69% | New |
| 3 | MARSHALL WACE, LLP#3 · 592,247 sh | 592,247 | $2.8M | <0.01% | +244.8% |
| 4 | Caprock Group#4 · 454,442 sh | 454,442 | $2.2M | 0.04% | New |
| 5 | Green Alpha Advisors#5 · 429,913 sh | 429,913 | $2.0M | — | -27.2% |
| 6 | Legal & General Group Plc#6 · 386,211 sh | 386,211 | $1.8M | <0.01% | +17.5% |
| 7 | Eagle Point Credit Management#7 · 366,194 sh | 366,194 | $1.7M | 2.62% | 0.0% |
| 8 | CAZ INVESTMENTS#8 · 325,890 sh | 325,890 | $1.5M | 0.15% | New |
| 9 | Virtus Investment Advisers#9 · 252,455 sh | 252,455 | $1.2M | 0.28% | +75.4% |
| 10 | BLAIR WILLIAM#10 · 239,073 sh | 239,073 | $1.1M | <0.01% | New |
| 11 | BANK OF AMERICA#11 · 225,732 sh | 225,732 | $1.1M | <0.01% | +270.3% |
| 12 | Connecticut Wealth Management#12 · 214,509 sh | 214,509 | $1.0M | — | +0.3% |
| 13 | UBS Group AG#13 · 195,466 sh | 195,466 | $924.6K | <0.01% | +35.6% |
| 14 | BlackRock#14 · 180,902 sh | 180,902 | $855.7K | 0.00% | +0.8% |
| 15 | SRS Capital Advisors#15 · 126,305 sh | 126,305 | $597.4K | <0.01% | New |
| 16 | Apollon Wealth Management#16 · 126,196 sh | 126,196 | $596.9K | — | New |
| 17 | LaFleur & Godfrey#17 · 114,526 sh | 114,526 | $541.7K | — | New |
| 18 | UMB Bank, n.a.#18 · 107,470 sh | 107,470 | $508.3K | <0.01% | New |
| 19 | Focus Partners Wealth#19 · 100,593 sh | 100,593 | $482.8K | <0.01% | New |
| 20 | AQR CAPITAL MANAGEMENT#20 · 91,368 sh | 91,368 | $432.2K | <0.01% | +176.7% |
| 21 | JACKSON THORNTON WEALTH MANAGEMENT#21 · 90,609 sh | 90,609 | $428.6K | 0.03% | +174.4% |
| 22 | Corient Private Wealth#22 · 89,300 sh | 89,300 | $422.4K | <0.01% | New |
| 23 | LPL Financial#23 · 81,942 sh | 81,942 | $387.6K | <0.01% | +212.9% |
| 24 | COMMONWEALTH EQUITY SERVICES#24 · 81,264 sh | 81,264 | $384.4K | <0.01% | New |
| 25 | Fiera Capital#25 · 78,980 sh | 78,980 | $373.6K | <0.01% | New |
| 26 | TWO SIGMA INVESTMENTS#26 · 67,489 sh | 67,489 | $319.2K | <0.01% | -55.1% |
| 27 | First Financial Bank - Division#27 · 65,573 sh | 65,573 | $310.2K | — | 0.0% |
| 28 | MILLENNIUM MANAGEMENT#28 · 60,674 sh | 60,674 | $287.0K | <0.01% | -20.1% |
| 29 | GREAT WEST LIFE ASSURANCE#29 · 59,941 sh | 59,941 | $282.0K | <0.01% | +6.1% |
| 30 | Pathstone#30 · 54,705 sh | 54,705 | $263.3K | <0.01% | +5.6% |
| 31 | OSAIC#31 · 50,626 sh | 50,626 | $239.5K | <0.01% | +64.8% |
| 32 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT#32 · 49,241 sh | 49,241 | $232.9K | 0.01% | +11.2% |
| 33 | ROYAL BANK OF CANADA#33 · 47,242 sh | 47,242 | $223.0K | 0.00% | +131.5% |
| 34 | Regal Investment Advisors#34 · 43,553 sh | 43,553 | $206.0K | 0.01% | 0.0% |
| 35 | Permanent Capital Management#35 · 42,165 sh | 42,165 | $203.2K | 0.03% | New |
| 36 | IMC-Chicago#36 · 40,074 sh | 40,074 | $189.6K | 0.00% | -35.2% |
| 37 | RAYMOND JAMES FINANCIAL#37 · 38,247 sh | 38,247 | $180.9K | 0.00% | +178.5% |
| 38 | Equitable#38 · 37,912 sh | 37,912 | $179.3K | <0.01% | New |
| 39 | Quantbot Technologies#39 · 36,325 sh | 36,325 | $171.8K | <0.01% | +93.5% |
| 40 | Cerity Partners#40 · 33,736 sh | 33,736 | $159.6K | <0.01% | New |
| 41 | Ethos Financial Group#41 · 33,100 sh | 33,100 | $156.6K | 0.01% | New |
| 42 | Baird Financial Group#42 · 31,280 sh | 31,280 | $148.0K | <0.01% | New |
| 43 | Freestone Capital#43 · 29,817 sh | 29,817 | $141.0K | <0.01% | New |
| 44 | MAGNOLIA CAPITAL ADVISORS#44 · 28,849 sh | 28,849 | $136.5K | 0.02% | New |
| 45 | WELLS FARGO & COMPANY#45 · 27,684 sh | 27,684 | $130.9K | 0.00% | 0.0% |
| 46 | Koshinski Asset Management#46 · 27,279 sh | 27,279 | $129.0K | <0.01% | New |
| 47 | CAPTRUST FINANCIAL ADVISORS#47 · 26,396 sh | 26,396 | $124.9K | <0.01% | New |
| 48 | SUSQUEHANNA INTERNATIONAL GROUP, LLP#48 · 25,074 sh | 25,074 | $118.6K | 0.00% | New |
| 49 | Forum Financial Management#49 · 24,760 sh | 24,760 | $117.1K | — | New |
| 50 | Stonebridge Financial Group#50 · 23,560 sh | 23,560 | $111.0K | 0.02% | — |
| 51 | Private Advisor Group#51 · 23,207 sh | 23,207 | $109.8K | <0.01% | New |
| 52 | NewEdge Advisors#52 · 21,413 sh | 21,413 | $101.3K | <0.01% | New |
| 53 | ROTHSCHILD INVESTMENT#53 · 20,987 sh | 20,987 | $99.3K | <0.01% | New |
| 54 | Fiduciary Group#54 · 20,684 sh | 20,684 | $97.8K | <0.01% | New |
| 55 | Squarepoint Ops#55 · 19,743 sh | 19,743 | $93.4K | <0.01% | New |
| 56 | HRT FINANCIAL#56 · 19,770 sh | 19,770 | $93.0K | <0.01% | New |
| 57 | D.A. DAVIDSON#57 · 19,123 sh | 19,123 | $90.5K | <0.01% | New |
| 58 | Cetera Investment Advisers#58 · 18,585 sh | 18,585 | $87.9K | <0.01% | -6.5% |
| 59 | Rockefeller Capital Management L.P.#59 · 18,375 sh | 18,375 | $86.9K | <0.01% | New |
| 60 | LifeWealth Investments#60 · 16,908 sh | 16,908 | $80.0K | — | New |
| 61 | Leading Edge Financial Planning#61 · 16,732 sh | 16,732 | $79.1K | — | New |
| 62 | JANE STREET GROUP#62 · 16,141 sh | 16,141 | $76.3K | 0.00% | New |
| 63 | Southeast Asset Advisors#63 · 15,043 sh | 15,043 | $71.2K | <0.01% | New |
| 64 | Centennial Bank#64 · 15,000 sh | 15,000 | $71.0K | 0.02% | New |
| 65 | Mariner#65 · 14,760 sh | 14,760 | $69.8K | <0.01% | New |
| 66 | Cresset Asset Management#66 · 14,285 sh | 14,285 | $68.9K | <0.01% | New |
| 67 | XTX Topco Ltd#67 · 14,286 sh | 14,286 | $67.6K | <0.01% | New |
| 68 | CREATIVE FINANCIAL DESIGNS#68 · 13,378 sh | 13,378 | $63.3K | <0.01% | +33.8% |
| 69 | HighTower Advisors#69 · 12,905 sh | 12,905 | $61.0K | <0.01% | New |
| 70 | CHAPIN DAVIS#70 · 12,691 sh | 12,691 | $60.0K | — | New |
| 71 | OXFORD ASSET MANAGEMENT LLP#71 · 12,455 sh | 12,455 | $58.9K | 0.03% | -54.7% |
| 72 | Trek Financial#72 · 12,455 sh | 12,455 | $58.9K | <0.01% | New |
| 73 | OPPENHEIMER#73 · 12,213 sh | 12,213 | $57.8K | — | New |
| 74 | NATIONS FINANCIAL GROUP , /IA#74 · 12,150 sh | 12,150 | $57.5K | <0.01% | +6.1% |
| 75 | ADELL HARRIMAN & CARPENTER#75 · 12,000 sh | 12,000 | $56.8K | <0.01% | 0.0% |
| 76 | Ausdal Financial Partners#76 · 11,513 sh | 11,513 | $54.5K | <0.01% | New |
| 77 | Wealthspire Advisors#77 · 11,190 sh | 11,190 | $52.9K | <0.01% | New |
| 78 | Garden State Investment Advisory Services#78 · 11,143 sh | 11,143 | $52.7K | <0.01% | New |
| 79 | SIMPLEX TRADING#79 · 11,084 sh | 11,084 | $52.4K | 0.00% | +59.9% |
| 80 | DAVENPORT#80 · 10,624 sh | 10,624 | $50.3K | — | New |
| 81 | Cambridge Investment Research Advisors#81 · 10,661 sh | 10,661 | $50.0K | <0.01% | New |
| 82 | Closed-End Fund Advisors#82 · 10,432 sh | 10,432 | $49.3K | 0.05% | New |
| 83 | STEPHENS#83 · 10,202 sh | 10,202 | $48.3K | <0.01% | New |
| 84 | BI Asset Management Fondsmaeglerselskab A/S#84 · 10,059 sh | 10,059 | $48.0K | — | New |
| 85 | Nova Wealth Management#85 · 3,722 sh | 3,722 | $17.6K | <0.01% | 0.0% |
| 86 | HIGHLINE WEALTH PARTNERS#86 · 2,732 sh | 2,732 | $12.9K | — | New |
| 87 | FIFTH THIRD BANCORP#87 · 2,702 sh | 2,702 | $12.8K | 0.00% | +0.1% |
| 88 | JPMORGAN CHASE#88 · 2,636 sh | 2,636 | $12.3K | 0.00% | New |
| 89 | N.E.W. Advisory Services#89 · 2,065 sh | 2,065 | $9.8K | <0.01% | +0.6% |
| 90 | JONES FINANCIAL COMPANIES LLLP#90 · 1,830 sh | 1,830 | $8.1K | 0.00% | New |
| 91 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT#91 · 1,561 sh | 1,561 | $7.4K | 0.00% | New |
| 92 | NOMURA ASSET MANAGEMENT LTD#92 · 1,432 sh | 1,432 | $6.8K | 0.00% | New |
| 93 | Allworth Financial#93 · 1,134 sh | 1,134 | $5.4K | 0.00% | -0.4% |
| 94 | Chung Wu Investment Group#94 · 1,100 sh | 1,100 | $5.2K | <0.01% | 0.0% |
| 95 | PIN OAK INVESTMENT ADVISORS#95 · 800 sh | 800 | $4.0K | <0.01% | 0.0% |
| 96 | GROUP ONE TRADING, L.P.#96 · 833 sh | 833 | $3.9K | 0.00% | New |
| 97 | Caitong International Asset Management , Ltd#97 · 721 sh | 721 | $3.4K | <0.01% | +283.5% |
| 98 | North Star Investment Management#98 · 658 sh | 658 | $3.1K | — | New |
| 99 | KERR FINANCIAL PLANNING#99 · 209 sh | 209 | $985.00 | <0.01% | +3.0% |
| 100 | SHP Wealth Management#100 · 200 sh | 200 | $946.00 | <0.01% | New |
Funds that sold out of HRZN in Q2 2026 (12)
Held HRZN at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| Virtu Financial17,055 sh | 17,055 | $72.0K |
| ENVESTNET ASSET MANAGEMENT16,683 sh | 16,683 | $70.2K |
| TWO SIGMA SECURITIES16,508 sh | 16,508 | $69.5K |
| Tower Research Capital (TRC)13,535 sh | 13,535 | $57.0K |
| Patriot Financial Group Insurance Agency12,452 sh | 12,452 | $52.4K |
| Atria Investments11,855 sh | 11,855 | $49.9K |
| Sanctuary Advisors11,855 sh | 11,855 | $49.9K |
| MAI Capital Management777 sh | 777 | $3.3K |
| SALEM INVESTMENT COUNSELORS700 sh | 700 | $2.9K |
| Signature Equity Partners113 sh | 113 | $474.00 |
| Sound Income Strategies50 sh | 50 | $209.00 |
| EverSource Wealth Advisors4 sh | 4 | $94.00 |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.