FIRST TRUST SENIOR FLOATING RATE INCOME FUND II (FCT) — Institutional Holders, Q2 2026
89 institutional investment managers reported a FCT position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $85.7M. Every filer is listed below, ranked by position value. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
FCT in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- SIT INVESTMENT ASSOCIATESAdded · +190,422 sh+$1.8M
- CSSAdded · +89,255 sh+$862.2K
- Almitas CapitalAdded · +83,209 sh+$803.8K
- Beverly Hills Private WealthNew · +71,217 sh+$688.0K
- ABSOLUTE INVESTMENT ADVISERSNew · +66,089 sh+$638.4K
Biggest sellers
- Advisors Asset ManagementTrimmed · -111,123 sh-$1.1M
- Independent Advisor AllianceSold out · -110,815 sh-$1.1M
- LPL FinancialTrimmed · -75,938 sh-$733.6K
- Baird Financial GroupSold out · -69,046 sh-$667.0K
- MORGAN STANLEYTrimmed · -61,043 sh-$589.7K
FCT 13F holders ranked 1–89 of 89
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | MORGAN STANLEY#1 · 1,183,843 sh | 1,183,843 | $11.4M | <0.01% | -4.9% |
| 2 | Penserra Capital Management#2 · 736,401 sh | 736,401 | $7.1M | 0.05% | +4.0% |
| 3 | Advisors Asset Management#3 · 582,569 sh | 582,569 | $5.6M | 0.09% | -16.0% |
| 4 | Invesco Ltd.#4 · 548,313 sh | 548,313 | $5.3M | <0.01% | -2.9% |
| 5 | Edgemoor Investment Advisors#5 · 481,824 sh | 481,824 | $4.7M | 0.32% | -1.2% |
| 6 | BANK OF AMERICA#6 · 473,244 sh | 473,244 | $4.6M | <0.01% | -8.2% |
| 7 | Almitas Capital#7 · 466,072 sh | 466,072 | $4.5M | 1.08% | +21.7% |
| 8 | RAYMOND JAMES FINANCIAL#8 · 407,522 sh | 407,522 | $3.9M | <0.01% | -2.6% |
| 9 | LPL Financial#9 · 326,115 sh | 326,115 | $3.2M | <0.01% | -18.9% |
| 10 | AMERIPRISE FINANCIAL#10 · 299,197 sh | 299,197 | $2.9M | <0.01% | -0.8% |
| 11 | SIT INVESTMENT ASSOCIATES#11 · 276,336 sh | 276,336 | $2.7M | 0.05% | +221.6% |
| 12 | D.A. DAVIDSON#12 · 258,137 sh | 258,137 | $2.5M | 0.01% | +2.3% |
| 13 | UBS Group AG#13 · 210,558 sh | 210,558 | $2.0M | <0.01% | -7.3% |
| 14 | Focus Partners Wealth#14 · 162,321 sh | 162,321 | $1.6M | <0.01% | -25.4% |
| 15 | Logan Stone Capital#15 · 161,408 sh | 161,408 | $1.6M | 0.33% | +5.0% |
| 16 | GUGGENHEIM CAPITAL#16 · 145,694 sh | 145,694 | $1.4M | <0.01% | -27.9% |
| 17 | STIFEL FINANCIAL#17 · 143,019 sh | 143,019 | $1.4M | <0.01% | +5.2% |
| 18 | WELLS FARGO & COMPANY#18 · 123,704 sh | 123,704 | $1.2M | <0.01% | -7.1% |
| 19 | HOURGLASS CAPITAL#19 · 111,800 sh | 111,800 | $1.1M | — | -1.8% |
| 20 | BALYASNY ASSET MANAGEMENT L.P.#20 · 111,522 sh | 111,522 | $1.1M | <0.01% | -0.1% |
| 21 | CSS#21 · 106,858 sh | 106,858 | $1.0M | 0.04% | +507.0% |
| 22 | ROYAL BANK OF CANADA#22 · 99,957 sh | 99,957 | $965.0K | <0.01% | -3.7% |
| 23 | Cetera Investment Advisers#23 · 73,003 sh | 73,003 | $705.2K | <0.01% | +11.2% |
| 24 | INTERNATIONAL ASSETS INVESTMENT MANAGEMENT#24 · 72,261 sh | 72,261 | $693.7K | 0.04% | +36.2% |
| 25 | Beverly Hills Private Wealth#25 · 71,217 sh | 71,217 | $688.0K | 0.13% | New |
| 26 | Verity Asset Management#26 · 68,826 sh | 68,826 | $664.9K | 0.25% | -1.0% |
| 27 | Janney Montgomery Scott#27 · 67,298 sh | 67,298 | $650.0K | <0.01% | +0.5% |
| 28 | ABSOLUTE INVESTMENT ADVISERS#28 · 66,089 sh | 66,089 | $638.4K | — | New |
| 29 | 1607 Capital Partners#29 · 65,892 sh | 65,892 | $636.5K | 0.06% | -30.5% |
| 30 | Cambridge Investment Research Advisors#30 · 64,991 sh | 64,991 | $628.0K | <0.01% | +14.4% |
| 31 | SHUFRO ROSE#31 · 62,300 sh | 62,300 | $601.8K | 0.03% | -13.8% |
| 32 | OSAIC#32 · 56,724 sh | 56,724 | $548.0K | <0.01% | -0.6% |
| 33 | COMMONWEALTH EQUITY SERVICES#33 · 52,717 sh | 52,717 | $509.2K | <0.01% | +9.1% |
| 34 | Yakira Capital Management#34 · 48,783 sh | 48,783 | $471.2K | 0.13% | 0.0% |
| 35 | Rockefeller Capital Management L.P.#35 · 47,881 sh | 47,881 | $462.5K | <0.01% | 0.0% |
| 36 | Everstar Asset Management#36 · 40,545 sh | 40,545 | $391.7K | 0.19% | 0.0% |
| 37 | Virtus Investment Advisers#37 · 40,444 sh | 40,444 | $390.7K | 0.09% | -21.5% |
| 38 | Genesis Financial Group#38 · 40,057 sh | 40,057 | $387.0K | 0.25% | -7.1% |
| 39 | READYSTATE ASSET MANAGEMENT#39 · 38,844 sh | 38,844 | $375.2K | <0.01% | New |
| 40 | Geneos Wealth Management#40 · 34,596 sh | 34,596 | $334.2K | <0.01% | +0.9% |
| 41 | Quarry#41 · 27,306 sh | 27,306 | $263.8K | 0.02% | New |
| 42 | Strategic Financial Concepts#42 · 26,200 sh | 26,200 | $253.1K | 0.08% | -0.8% |
| 43 | RFG Advisory#43 · 24,055 sh | 24,055 | $232.4K | <0.01% | +3.7% |
| 44 | Apriem Advisors#44 · 23,500 sh | 23,500 | $227.0K | 0.02% | +11.9% |
| 45 | Prospera Financial Services#45 · 23,343 sh | 23,343 | $225.5K | <0.01% | New |
| 46 | Ethos Financial Group#46 · 22,775 sh | 22,775 | $220.0K | 0.01% | +6.2% |
| 47 | UHLMANN PRICE SECURITIES#47 · 20,852 sh | 20,852 | $201.4K | <0.01% | +3.0% |
| 48 | SeaCrest Wealth Management#48 · 19,367 sh | 19,367 | $187.1K | — | +6.5% |
| 49 | Kestra Advisory Services#49 · 18,586 sh | 18,586 | $179.5K | <0.01% | +2.8% |
| 50 | WESCAP Management Group#50 · 18,111 sh | 18,111 | $175.0K | 0.03% | 0.0% |
| 51 | Sunpointe#51 · 17,697 sh | 17,697 | $171.0K | — | 0.0% |
| 52 | KINGSWOOD WEALTH ADVISORS#52 · 17,097 sh | 17,097 | $165.2K | — | 0.0% |
| 53 | Advisory Solutions Group#53 · 16,340 sh | 16,340 | $157.8K | — | — |
| 54 | MAI Capital Management#54 · 15,645 sh | 15,645 | $151.1K | <0.01% | +479.4% |
| 55 | NWF Advisory Services#55 · 15,537 sh | 15,537 | $150.1K | — | 0.0% |
| 56 | Moss Adams Wealth Advisors#56 · 15,161 sh | 15,161 | $146.5K | <0.01% | 0.0% |
| 57 | Virtu Financial#57 · 13,983 sh | 13,983 | $135.0K | <0.01% | New |
| 58 | XTX Topco Ltd#58 · 13,606 sh | 13,606 | $131.4K | <0.01% | New |
| 59 | Concurrent Investment Advisors#59 · 12,850 sh | 12,850 | $124.1K | — | +5.3% |
| 60 | Helium Advisors#60 · 12,737 sh | 12,737 | $123.0K | — | +2.7% |
| 61 | Advisory Advocates#61 · 12,600 sh | 12,600 | $121.7K | 0.10% | 0.0% |
| 62 | Alteri Wealth#62 · 10,370 sh | 10,370 | $100.2K | 0.03% | 0.0% |
| 63 | Global Retirement Partners#63 · 9,182 sh | 9,182 | $88.7K | <0.01% | — |
| 64 | CULLEN/FROST BANKERS#64 · 8,000 sh | 8,000 | $77.3K | <0.01% | 0.0% |
| 65 | NBC SECURITIES#65 · 4,005 sh | 4,005 | $38.7K | — | 0.0% |
| 66 | CoreCap Advisors#66 · 3,441 sh | 3,441 | $33.2K | — | +97.6% |
| 67 | Clearstead Advisors#67 · 2,875 sh | 2,875 | $27.8K | <0.01% | New |
| 68 | CX Institutional#68 · 2,738 sh | 2,738 | $26.0K | — | -88.6% |
| 69 | Steward Partners Investment Advisory#69 · 2,482 sh | 2,482 | $24.0K | <0.01% | 0.0% |
| 70 | Axiom Investment Management#70 · 2,210 sh | 2,210 | $21.3K | 0.01% | 0.0% |
| 71 | Pinnacle Wealth Planning Services#71 · 1,893 sh | 1,893 | $18.3K | <0.01% | 0.0% |
| 72 | TD Waterhouse Canada#72 · 1,400 sh | 1,400 | $13.4K | — | 0.0% |
| 73 | WHITTIER#73 · 1,358 sh | 1,358 | $13.0K | <0.01% | 0.0% |
| 74 | IFP Advisors#74 · 1,200 sh | 1,200 | $11.6K | — | 0.0% |
| 75 | HARBOUR INVESTMENTS#75 · 1,169 sh | 1,169 | $11.3K | <0.01% | 0.0% |
| 76 | Princeton Global Asset Management#76 · 900 sh | 900 | $8.7K | — | 0.0% |
| 77 | WPG Advisers#77 · 839 sh | 839 | $8.1K | <0.01% | 0.0% |
| 78 | HIGHLINE WEALTH PARTNERS#78 · 800 sh | 800 | $7.7K | — | 0.0% |
| 79 | FIFTH THIRD BANCORP#79 · 677 sh | 677 | $6.5K | 0.00% | +78.6% |
| 80 | BNP PARIBAS FINANCIAL MARKETS#80 · 617 sh | 617 | $6.0K | 0.00% | -32.0% |
| 81 | Integrated Wealth Concepts#81 · 472 sh | 472 | $4.6K | 0.00% | New |
| 82 | SRS Capital Advisors#82 · 418 sh | 418 | $4.0K | 0.00% | New |
| 83 | CoreFirst Bank#83 · 312 sh | 312 | $3.0K | <0.01% | 0.0% |
| 84 | WHITTIER OF NEVADA#84 · 306 sh | 306 | $2.9K | <0.01% | 0.0% |
| 85 | Salomon & Ludwin#85 · 112 sh | 112 | $1.1K | <0.01% | 0.0% |
| 86 | Farther Finance Advisors#86 · 66 sh | 66 | $638.00 | — | -43.1% |
| 87 | HUNTINGTON NATIONAL BANK#87 · 1 sh | 1 | $10.00 | 0.00% | 0.0% |
| 88 | BlackRock#88 · 1 sh | 1 | $8.00 | 0.00% | -99.7% |
| 89 | Quantum Portfolio Management#89 · 4,679 sh | 4,679 | — | — | New |
Funds that sold out of FCT in Q2 2026 (10)
Held FCT at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| Independent Advisor Alliance110,815 sh | 110,815 | $1.1M |
| Baird Financial Group69,046 sh | 69,046 | $665.6K |
| NATIONS FINANCIAL GROUP , /IA11,922 sh | 11,922 | $114.9K |
| Sanctuary Advisors10,790 sh | 10,790 | $104.0K |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP10,601 sh | 10,601 | $102.2K |
| Mosley Wealth Management725 sh | 725 | $7.3K |
| Advisory Services Network492 sh | 492 | $4.7K |
| Allworth Financial400 sh | 400 | $3.9K |
| Creative Capital Management Investments250 sh | 250 | $2.4K |
| Western Wealth Management142 sh | 142 | $1.4K |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.