Nuveen Dow 30sm Dynamic Overwrite Fund (DIAX) — Institutional Holders, Q1 2026
3 institutional investment managers reported a DIAX position on SEC Form 13F-HR for the quarter ended March 31, 2026, with a combined reported value of $10.7M. Every filer is listed below, ranked by position value. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
DIAX in Q1 2026: what funds did
Funds that filed a 13F for both Q4 2025 and Q1 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
None this quarter.
Biggest sellers
- MORGAN STANLEYSold out · -1,714,813 sh-$26.2M
- Saba Capital Management, L.P.Sold out · -1,599,746 sh-$24.4M
- BANK OF AMERICASold out · -1,123,427 sh-$17.1M
- RAYMOND JAMES FINANCIALSold out · -729,615 sh-$11.1M
- WELLS FARGO & COMPANYSold out · -636,472 sh-$9.7M
DIAX 13F holders ranked 1–3 of 3
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q4 2025 |
|---|---|---|---|---|---|
| 1 | Stolper#1 · 14,709 sh | 14,709 | $10.0M | — | -59.7% |
| 2 | Formidable Asset Management#2 · 37,371 sh | 37,371 | $570.3K | — | 0.0% |
| 3 | PRIVATE NA#3 · 3,200 sh | 3,200 | $45.1K | — | 0.0% |
Funds that sold out of DIAX in Q1 2026 (116)
Held DIAX at the end of Q4 2025 and filed a Q1 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q4 2025 |
|---|---|---|
| MORGAN STANLEY1,714,813 sh | 1,714,813 | $26.2M |
| Saba Capital Management, L.P.1,599,746 sh | 1,599,746 | $24.4M |
| BANK OF AMERICA1,123,427 sh | 1,123,427 | $17.1M |
| RAYMOND JAMES FINANCIAL729,615 sh | 729,615 | $11.1M |
| WELLS FARGO & COMPANY636,472 sh | 636,472 | $9.7M |
| Allspring Global Investments603,228 sh | 603,228 | $9.2M |
| Invesco Ltd.554,865 sh | 554,865 | $8.5M |
| GUGGENHEIM CAPITAL472,794 sh | 472,794 | $7.2M |
| UBS Group AG403,874 sh | 403,874 | $6.2M |
| Capital Investment Advisors353,064 sh | 353,064 | $5.4M |
| WOLVERINE ASSET MANAGEMENT249,306 sh | 249,306 | $3.8M |
| AQR Arbitrage204,492 sh | 204,492 | $3.1M |
| LPL Financial202,293 sh | 202,293 | $3.1M |
| Shaker Financial Services199,214 sh | 199,214 | $3.0M |
| Cornerstone Advisors185,466 sh | 185,466 | $2.8M |
| Thomas J. Herzfeld Advisors183,190 sh | 183,190 | $2.8M |
| MML INVESTORS SERVICES135,848 sh | 135,848 | $2.1M |
| 1607 Capital Partners118,061 sh | 118,061 | $1.8M |
| Almitas Capital114,201 sh | 114,201 | $1.7M |
| RIVERNORTH CAPITAL MANAGEMENT112,137 sh | 112,137 | $1.7M |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT18,888 sh | 18,888 | $1.7M |
| ABSOLUTE INVESTMENT ADVISERS98,482 sh | 98,482 | $1.5M |
| OSAIC96,637 sh | 96,637 | $1.5M |
| ROYAL BANK OF CANADA92,820 sh | 92,820 | $1.4M |
| ENVESTNET ASSET MANAGEMENT91,615 sh | 91,615 | $1.4M |
| NBC SECURITIES90,166 sh | 90,166 | $1.4M |
| AMERIPRISE FINANCIAL89,655 sh | 89,655 | $1.4M |
| Cetera Investment Advisers87,563 sh | 87,563 | $1.3M |
| PARK AVENUE SECURITIES85,101 sh | 85,101 | $1.3M |
| Advisory Advocates84,167 sh | 84,167 | $1.3M |
| Ionic Capital Management72,133 sh | 72,133 | $1.1M |
| BLUE BELL PRIVATE WEALTH MANAGEMENT70,871 sh | 70,871 | $1.1M |
| WILEY BROS.-AINTREE CAPITAL69,614 sh | 69,614 | $1.1M |
| Integrated Wealth Concepts65,778 sh | 65,778 | $1.0M |
| Private Advisor Group65,298 sh | 65,298 | $996.4K |
| Altium Capital Management60,998 sh | 60,998 | $930.8K |
| Shulman DeMeo Asset Management59,250 sh | 59,250 | $904.2K |
| Advisors Asset Management58,383 sh | 58,383 | $890.9K |
| PREVAIL INNOVATIVE WEALTH ADVISORS57,026 sh | 57,026 | $870.2K |
| NewEdge Advisors54,578 sh | 54,578 | $832.9K |
| Janney Montgomery Scott47,597 sh | 47,597 | $726.0K |
| D.A. DAVIDSON39,943 sh | 39,943 | $609.5K |
| Dynamic Advisor Solutions38,250 sh | 38,250 | $583.7K |
| PMG Family Office37,842 sh | 37,842 | $577.5K |
| CHOREO36,354 sh | 36,354 | $565.3K |
| STIFEL FINANCIAL35,361 sh | 35,361 | $539.6K |
| COMMONWEALTH EQUITY SERVICES34,894 sh | 34,894 | $532.5K |
| Closed-End Fund Advisors34,829 sh | 34,829 | $531.5K |
| SCHNIEDERS CAPITAL MANAGEMENT31,850 sh | 31,850 | $486.0K |
| Cambridge Investment Research Advisors31,540 sh | 31,540 | $481.0K |
| NATIONS FINANCIAL GROUP , /IA30,249 sh | 30,249 | $461.6K |
| Institute for Wealth Management28,143 sh | 28,143 | $429.5K |
| Calamos Advisors25,709 sh | 25,709 | $392.3K |
| WEDBUSH SECURITIES25,255 sh | 25,255 | $385.0K |
| Diversify Advisory Services24,566 sh | 24,566 | $379.5K |
| Leo Wealth23,000 sh | 23,000 | $351.0K |
| SAGESPRING WEALTH PARTNERS22,923 sh | 22,923 | $349.8K |
| Yakira Capital Management22,654 sh | 22,654 | $345.7K |
| Quantedge Capital Pte Ltd18,800 sh | 18,800 | $286.9K |
| Lido Advisors18,825 sh | 18,825 | $286.0K |
| INTEGRATED CAPITAL MANAGEMENT18,177 sh | 18,177 | $277.4K |
| Summit Financial17,215 sh | 17,215 | $262.7K |
| Morey & Quinn Wealth Partners16,676 sh | 16,676 | $254.5K |
| B. Riley Wealth Advisors15,961 sh | 15,961 | $243.6K |
| Quarry15,894 sh | 15,894 | $242.5K |
| Rockefeller Capital Management L.P.15,556 sh | 15,556 | $237.4K |
| PINNACLE ASSOCIATES LTD15,516 sh | 15,516 | $236.8K |
| HighTower Advisors15,053 sh | 15,053 | $229.7K |
| Kapstone Financial Advisors14,535 sh | 14,535 | $221.8K |
| UHLMANN PRICE SECURITIES14,336 sh | 14,336 | $218.8K |
| Kingsview Wealth Management13,734 sh | 13,734 | $209.6K |
| Mariner13,603 sh | 13,603 | $207.6K |
| Allworth Financial13,432 sh | 13,432 | $205.0K |
| ACCREDITED INVESTOR SERVICES13,132 sh | 13,132 | $200.4K |
| Kestra Advisory Services12,465 sh | 12,465 | $190.2K |
| TrueMark Investments12,137 sh | 12,137 | $185.2K |
| PKS Advisory Services11,894 sh | 11,894 | $181.5K |
| Waverly Advisors11,613 sh | 11,613 | $177.2K |
| Merit Financial Group11,582 sh | 11,582 | $176.7K |
| Baird Financial Group10,930 sh | 10,930 | $166.8K |
| VISTA INVESTMENT PARTNERS II10,800 sh | 10,800 | $164.8K |
| World Investment Advisors10,500 sh | 10,500 | $160.2K |
| HARBOUR INVESTMENTS8,310 sh | 8,310 | $126.8K |
| Wealth Preservation Advisors8,190 sh | 8,190 | $125.0K |
| PFS Partners7,863 sh | 7,863 | $120.0K |
| Ronald Blue7,000 sh | 7,000 | $106.8K |
| Larson Financial Group6,000 sh | 6,000 | $91.6K |
| EASTERN BANK5,038 sh | 5,038 | $76.9K |
| Pinnacle Wealth Planning Services3,584 sh | 3,584 | $54.7K |
| TD PRIVATE CLIENT WEALTH3,540 sh | 3,540 | $54.0K |
| Farther Finance Advisors3,278 sh | 3,278 | $50.0K |
| Marshall & Sterling Wealth Advisors2,837 sh | 2,837 | $43.3K |
| United Community Bank2,550 sh | 2,550 | $38.9K |
| Sunbelt Securities2,000 sh | 2,000 | $30.5K |
| CENTRAL2,000 sh | 2,000 | $30.5K |
| SOA Wealth Advisors1,283 sh | 1,283 | $19.6K |
| Global Wealth Strategies & Associates1,245 sh | 1,245 | $19.0K |
| Costello Asset Management1,169 sh | 1,169 | $17.8K |
| WPG Advisers993 sh | 993 | $15.2K |
| ASSETMARK944 sh | 944 | $14.4K |
And 16 smaller positions.
Source: Form 13F-HR filings on SEC EDGAR, Q1 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q4 2025 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.