ArrowMark Financial Corp. (BANX) — Institutional Holders, Q2 2026
36 institutional investment managers reported a BANX position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $34.5M. Every filer is listed below, ranked by position value. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
BANX in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- AlphaCore CapitalNew · +40,258 sh+$787.0K
- MARSHALL WACE, LLPNew · +32,626 sh+$637.8K
- OSAICAdded · +17,232 sh+$336.9K
- MarinerNew · +14,974 sh+$292.7K
- Everstar Asset ManagementAdded · +12,287 sh+$240.2K
Biggest sellers
- RAYMOND JAMES FINANCIALTrimmed · -163,380 sh-$3.2M
- Hudson Bay Capital ManagementTrimmed · -38,444 sh-$751.6K
- CALDWELL SUTTER CAPITALTrimmed · -25,000 sh-$488.8K
- Almitas CapitalTrimmed · -22,409 sh-$438.1K
- Closed-End Fund AdvisorsTrimmed · -15,123 sh-$295.7K
BANX 13F holders ranked 1–36 of 36
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | ArrowMark Colorado#1 · 884,834 sh | 884,834 | $17.3M | 0.72% | 0.0% |
| 2 | STIFEL FINANCIAL#2 · 139,071 sh | 139,071 | $2.7M | <0.01% | +0.1% |
| 3 | OSAIC#3 · 131,069 sh | 131,069 | $2.6M | <0.01% | +15.1% |
| 4 | Noble Wealth Management PBC#4 · 107,197 sh | 107,197 | $2.1M | — | +0.8% |
| 5 | Everstar Asset Management#5 · 59,632 sh | 59,632 | $1.2M | 0.56% | +26.0% |
| 6 | Closed-End Fund Advisors#6 · 54,650 sh | 54,650 | $1.1M | 1.04% | -21.7% |
| 7 | Almitas Capital#7 · 50,843 sh | 50,843 | $994.0K | 0.24% | -30.6% |
| 8 | AlphaCore Capital#8 · 40,258 sh | 40,258 | $787.0K | 0.01% | New |
| 9 | MORGAN STANLEY#9 · 33,696 sh | 33,696 | $658.8K | 0.00% | -0.1% |
| 10 | MARSHALL WACE, LLP#10 · 32,626 sh | 32,626 | $637.8K | <0.01% | New |
| 11 | RAYMOND JAMES FINANCIAL#11 · 31,473 sh | 31,473 | $615.3K | <0.01% | -83.8% |
| 12 | CSS#12 · 26,821 sh | 26,821 | $524.4K | 0.02% | -15.2% |
| 13 | OPPENHEIMER#13 · 24,037 sh | 24,037 | $469.9K | — | +1.4% |
| 14 | Capital Investment Advisors#14 · 22,846 sh | 22,846 | $446.6K | — | -5.8% |
| 15 | Hudson Bay Capital Management#15 · 18,222 sh | 18,222 | $356.2K | <0.01% | -67.8% |
| 16 | Falcon Wealth Planning#16 · 16,179 sh | 16,179 | $316.3K | 0.02% | 0.0% |
| 17 | Mariner#17 · 14,974 sh | 14,974 | $292.7K | <0.01% | New |
| 18 | Rockefeller Capital Management L.P.#18 · 14,762 sh | 14,762 | $288.6K | <0.01% | 0.0% |
| 19 | UBS Group AG#19 · 13,941 sh | 13,941 | $272.5K | 0.00% | +293.1% |
| 20 | Accurate Wealth Management#20 · 11,388 sh | 11,388 | $227.8K | — | -14.4% |
| 21 | Private Advisor Group#21 · 11,054 sh | 11,054 | $216.1K | <0.01% | -9.9% |
| 22 | Belpointe Asset Management#22 · 10,300 sh | 10,300 | $201.4K | <0.01% | New |
| 23 | Integrated Wealth Concepts#23 · 9,042 sh | 9,042 | $176.8K | <0.01% | New |
| 24 | BLUE BELL PRIVATE WEALTH MANAGEMENT#24 · 1,903 sh | 1,903 | $37.2K | <0.01% | -9.6% |
| 25 | OF VERMONT#25 · 1,750 sh | 1,750 | $34.2K | — | — |
| 26 | JPMORGAN CHASE#26 · 1,073 sh | 1,073 | $21.0K | 0.00% | New |
| 27 | SIMPLEX TRADING#27 · 924 sh | 924 | $18.1K | 0.00% | New |
| 28 | CALDWELL SUTTER CAPITAL#28 · 693 sh | 693 | $13.5K | <0.01% | -97.3% |
| 29 | Wilmington Savings Fund Society, FSB#29 · 500 sh | 500 | $9.8K | — | -28.6% |
| 30 | Allworth Financial#30 · 200 sh | 200 | $3.9K | 0.00% | 0.0% |
| 31 | Newbridge Financial Services Group#31 · 200 sh | 200 | $3.9K | — | 0.0% |
| 32 | HIGHLINE WEALTH PARTNERS#32 · 135 sh | 135 | $2.6K | — | 0.0% |
| 33 | Russell Investments Group, Ltd.#33 · 3 sh | 3 | $59.00 | 0.00% | -25.0% |
| 34 | SBI Securities , Ltd.#34 · 3 sh | 3 | $59.00 | — | -57.1% |
| 35 | Caitong International Asset Management , Ltd#35 · 2 sh | 2 | $39.00 | 0.00% | New |
| 36 | WELLS FARGO & COMPANY#36 · 1 sh | 1 | $28.00 | 0.00% | 0.0% |
Funds that sold out of BANX in Q2 2026 (6)
Held BANX at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| MAI Capital Management5,250 sh | 5,250 | $100.1K |
| FNY Investment Advisers4,700 sh | 4,700 | $89.0K |
| CREATIVE FINANCIAL DESIGNS827 sh | 827 | $15.8K |
| Sound Income Strategies453 sh | 453 | $8.7K |
| JONES FINANCIAL COMPANIES LLLP100 sh | 100 | $1.9K |
| BARD ASSOCIATES82 sh | 82 | $1.6K |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.