Altium Capital Management LP
13F Reported Value
ⓘ$42.0M
Holdings
19
Latest Filing
2026-03-31
Filing Quarter
Q1 2026
Portfolio Overview
Altium Capital Management LP disclosed 19 positions worth $42.0M in its Form 13F-HR for Q1 2026, led by $PDX (PIMCO Dynamic Income Strategy Fund) at 8.3% of the equity portfolio, followed by $ASA and $RVT. During the quarter the fund opened 2 new positions and exited 1 and a full exit from $DIAX. The portfolio is most concentrated in Other (99.4% of disclosed assets). All figures are sourced directly from Altium Capital Management LP’s Form 13F-HR filing with the SEC under CIK 1746382.
Sector Allocation
AUM History
Top Equity Holdings by Value
Quarterly Activity — Q1 2026
Click any card to unlockTop Holdings
- $3.5M157,700 sh
- —
Quality
$3.2M52,219 sh - —
Quality
$3.2M192,509 sh - $2.9M333,093 sh
- $2.9M48,755 sh
- $2.8M438,676 sh
- —
Quality
$2.7M243,050 sh - —
Quality
$2.7M128,185 sh NEUBERGER NEXT GENERATION
—Quality
$2.6M204,562 shNUVEEN S&P 500 DYNAMIC OVERW
—Quality
$2.5M157,395 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
 PIMCO Dynamic Income Strategy Fund$PDX | — | $3.5M | 157,700 |
 ASA Gold & Precious Metals Ltd$ASA | — | $3.2M | 52,219 |
 ROYCE SMALL-CAP TRUST, INC.$RVT | — | $3.2M | 192,509 |
 PIMCO CALIFORNIA MUNICIPAL INCOME FUND$PCQ | — | $2.9M | 333,093 |
 GENERAL AMERICAN INVESTORS CO INC$GAM | — | $2.9M | 48,755 |
 BNY MELLON STRATEGIC MUNICIPALS, INC.$LEO | — | $2.8M | 438,676 |
 ROYCE MICRO-CAP TRUST, INC.$RMT | — | $2.7M | 243,050 |
 MEXICO FUND INC$MXF | — | $2.7M | 128,185 |
| NEUBERGER NEXT GENERATION | — | $2.6M | 204,562 |
| NUVEEN S&P 500 DYNAMIC OVERW | — | $2.5M | 157,395 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Altium Capital Management LP's 19 positions.
Showing top 10 of 19 holdings.
Sector Allocation
Other
$41.8M
Healthcare
$241,335
Full Holdings — Altium Capital Management LP (Q1 2026)
All 19 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | $PDX | PIMCO Dynamic Income Strategy Fund | $3.5M | 8.3% | +4% | — |
| 2 | $ASA | ASA Gold & Precious Metals Ltd | $3.2M | 7.7% | +0% | — |
| 3 | $RVT | ROYCE SMALL-CAP TRUST, INC. | $3.2M | 7.6% | +0% | — |
| 4 | $PCQ | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | $2.9M | 6.8% | +29% | — |
| 5 | $GAM | GENERAL AMERICAN INVESTORS CO INC | $2.9M | 6.8% | +134% | — |
| 6 | $LEO | BNY MELLON STRATEGIC MUNICIPALS, INC. | $2.8M | 6.6% | +67% | — |
| 7 | $RMT | ROYCE MICRO-CAP TRUST, INC. | $2.7M | 6.5% | +179% | — |
| 8 | $MXF | MEXICO FUND INC | $2.7M | 6.4% | +165% | — |
| 9 | — | NEUBERGER NEXT GENERATION | $2.6M | 6.3% | +20% | — |
| 10 | — | NUVEEN S&P 500 DYNAMIC OVERW | $2.5M | 6.0% | NEW | — |
| 11 |  $TY | TRI-CONTINENTAL Corp | $2.5M | 5.9% | +95% | — |
| 12 |  $CHW | Calamos Global Dynamic Income Fund | $2.4M | 5.7% | +150% | — |
| 13 |  $AFB | ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND | $2.4M | 5.7% | +129% | — |
| 14 |  $JOF | JAPAN SMALLER CAPITALIZATION FUND INC | $1.6M | 3.9% | +278% | — |
| 15 |  $IIF | MORGAN STANLEY INDIA INVESTMENT FUND, INC. | $1.6M | 3.9% | +171% | — |
| 16 |  $HFRO | HIGHLAND OPPORTUNITIES & INCOME FUND | $1.6M | 3.8% | +94% | — |
| 17 |  $DMA | Destra Multi-Alternative Fund | $443,804 | 1.1% | +123% | — |
| 18 |  $GF | NEW GERMANY FUND INC | $254,682 | 0.6% | NEW | — |
| 19 |  $NDRA | ENDRA Life Sciences Inc. | $241,335 | 0.6% | +0% | — |
New Positions (2)
$GF NEW GERMANY FUND INC$254,682Exited Positions (1)
$DIAX Nuveen Dow 30sm Dynamic Overwrite FundBrowse Top Institutional Investors
13F Pro tracks 8,700+ institutional investors filing 13F reports with the SEC.
to search all 8,700+ institutional filers.
Available Analysis
13F Pro tracks comprehensive institutional data for Altium Capital Management LP including:
Track Altium Capital Management LP's Full Portfolio
See every holding, quarter-over-quarter changes, sector allocation, and accumulation patterns for Altium Capital Management LP and 8,700+ other institutional investors.
Free tier includes full 13F search and fund profiles. Pro starts at $6.67/mo (billed annually).
AI-Powered Hedge Fund Analysis: Altium Capital Management LP
13F Pro is an AI hedge fund tracker and stock research platform. For Altium Capital Management LP (SEC CIK: 1746382), the platform ingests every quarterly Form 13F filing and applies AI-powered analysis on top — 10 specialized AI analysts (value, growth, momentum, macro, activist, and more) debate the fund's top positions and publish AI-generated analysis with cited SEC sources.
Every holding in Altium Capital Management LP's portfolio is scored on a 32-signal AI quality ranking (ROIC, FCF margin, revenue growth, institutional flow, earnings quality, shareholder dilution, and more). Track accumulation and distribution quarter over quarter, identify conviction positions, and see AI stock analysis for each position — alongside 8,700+ other institutional filers and 2,800+ AI-ranked companies.