Thomas J. Herzfeld Advisors, Inc.
13F Reported Value
ⓘ$294.0M
Holdings
115
Latest Filing
2026-03-31
Filing Quarter
Q1 2026
Portfolio Overview
Thomas J. Herzfeld Advisors, Inc. disclosed 115 positions worth $294.0M in its Form 13F-HR for Q1 2026, led by $FSSL (FS Specialty Lending Fund) at 11.9% of the equity portfolio, followed by $PDX and $FSCO. During the quarter the fund opened 25 new positions and exited 17. The portfolio is most concentrated in Other (98.0% of disclosed assets). All figures are sourced directly from Thomas J. Herzfeld Advisors, Inc.’s Form 13F-HR filing with the SEC under CIK 1509510.
AI Fund Analysis
ConcentratingSector Allocation
AUM History
Top Equity Holdings by Value
Quarterly Activity — Q1 2026
Click any card to unlockTop Holdings
- —
Quality
$35.1M2,808,727 sh - $27.6M1,253,348 sh
- —
Quality
$18.8M3,679,935 sh - $15.5M2,715,661 sh
- $12.5M807,215 sh
ProShares TR
—Quality
$12.3M796,652 sh- $11.2M1,015,400 sh
- $9.6M1,417,189 sh
ProShares UltraShort S&P500
—Quality
$8.2M108,584 sh- —
Quality
$7.8M125,885 sh
| Company | Quality | Value | Shares |
|---|---|---|---|
 FS Specialty Lending Fund$FSSL | — | $35.1M | 2,808,727 |
 PIMCO Dynamic Income Strategy Fund$PDX | — | $27.6M | 1,253,348 |
 FS Credit Opportunities Corp.$FSCO | — | $18.8M | 3,679,935 |
 HIGHLAND OPPORTUNITIES & INCOME FUND$HFRO | — | $15.5M | 2,715,661 |
 Herzfeld Credit Income Fund, Inc$HERZ | — | $12.5M | 807,215 |
| ProShares TR | — | $12.3M | 796,652 |
 GUGGENHEIM STRATEGIC OPPORTUNITIES FUND$GOF | — | $11.2M | 1,015,400 |
 Saba Capital Income & Opportunities Fund$BRW | — | $9.6M | 1,417,189 |
| ProShares UltraShort S&P500 | — | $8.2M | 108,584 |
 ASA Gold & Precious Metals Ltd$ASA | — | $7.8M | 125,885 |
Unlock AI quality scores for every holding
32-signal composite ranking on each of Thomas J. Herzfeld Advisors, Inc.'s 115 positions.
Showing top 10 of 115 holdings.
Sector Allocation
Other
$288.2M
Financials
$5.6M
Communication Services
$113,532
Materials
$60,294
Technology
$57,213
Real Estate
$1,331
Full Holdings — Thomas J. Herzfeld Advisors, Inc. (Q1 2026)
All 115 disclosed positions from the latest Form 13F-HR, with quarter-over-quarter share changes and 13F Pro quality scores. Sourced from SEC EDGAR.
| # | Ticker | Company | Value | Weight | QoQ | Quality |
|---|---|---|---|---|---|---|
| 1 | $FSSL | FS Specialty Lending Fund | $35.1M | 11.9% | +37% | — |
| 2 | $PDX | PIMCO Dynamic Income Strategy Fund | $27.6M | 9.4% | -4% | — |
| 3 | $FSCO | FS Credit Opportunities Corp. | $18.8M | 6.4% | +94% | — |
| 4 | $HFRO | HIGHLAND OPPORTUNITIES & INCOME FUND | $15.5M | 5.3% | +11% | — |
| 5 | $HERZ | Herzfeld Credit Income Fund, Inc | $12.5M | 4.3% | -86% | — |
| 6 | — | ProShares TR | $12.3M | 4.2% | NEW | — |
| 7 | $GOF | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | $11.2M | 3.8% | +10% | — |
| 8 | $BRW | Saba Capital Income & Opportunities Fund | $9.6M | 3.3% | -23% | — |
| 9 | — | ProShares UltraShort S&P500 | $8.2M | 2.8% | NEW | — |
| 10 | $ASA | ASA Gold & Precious Metals Ltd | $7.8M | 2.7% | -6% | — |
| 11 |  $SABA | Saba Capital Income & Opportunities Fund II | $6.4M | 2.2% | -51% | — |
| 12 |  $PAXS | PIMCO Access Income Fund | $6.3M | 2.2% | -41% | — |
| 13 |  $BPRE | Bluerock Private Real Estate Fund | $6.0M | 2.0% | -58% | — |
| 14 |  $DPG | Duff & Phelps Utility & Infrastructure Fund Inc. | $5.7M | 1.9% | -17% | — |
| 15 | — | Simplify Exchange Traded Fun | $5.4M | 1.9% | NEW | — |
| 16 |  $JFR | NUVEEN FLOATING RATE INCOME FUND | $5.4M | 1.8% | -19% | — |
| 17 |  $RA | Brookfield Real Assets Income Fund Inc. | $4.4M | 1.5% | -56% | — |
| 18 | — | iShares Tr | $4.0M | 1.4% | +1678% | — |
| 19 |  $EIC | Eagle Point Income Co Inc. | $3.7M | 1.3% | +27% | — |
| 20 |  $NML | Neuberger Energy Infrastructure & Income Fund Inc. | $3.4M | 1.2% | NEW | — |
| 21 |  $KYN | Kayne Anderson Energy Infrastructure Fund, Inc. | $3.3M | 1.1% | NEW | — |
| 22 |  $BGR | BlackRock Energy & Resources Trust | $3.1M | 1.1% | NEW | — |
| 23 |  $EMO | ClearBridge Energy Midstream Opportunity Fund Inc. | $3.1M | 1.1% | +5709% | — |
| 24 |  $PTY | PIMCO CORPORATE & INCOME OPPORTUNITY FUND | $3.0M | 1.0% | +348% | — |
| 25 | — | Direxion Shares ETF Tr | $3.0M | 1.0% | NEW | — |
| 26 |  $RFMZ | RiverNorth Flexible Municipal Income Fund II, Inc. | $2.9M | 1.0% | -28% | — |
| 27 |  $TWN | TAIWAN FUND INC | $2.7M | 0.9% | -50% | — |
| 28 |  $PDI | PIMCO Dynamic Income Fund | $2.6M | 0.9% | +1% | — |
| 29 | — | ProShares TR | $2.6M | 0.9% | NEW | — |
| 30 |  $BCX | BlackRock Resources & Commodities Strategy Trust | $2.6M | 0.9% | NEW | — |
| 31 |  $STK | Columbia Seligman Premium Technology Growth Fund, Inc. | $2.5M | 0.8% | +1035% | — |
| 32 |  $FINS | Angel Oak Financial Strategies Income Term Trust | $2.5M | 0.8% | -11% | — |
| 33 | — | Nuveen S&P 500 Dynamic Overw | $2.4M | 0.8% | NEW | — |
| 34 |  $IVZ | Invesco Ltd. | $2.3M | 0.8% | NEW | — |
| 35 | $IVZ | Invesco Ltd. | $2.3M | 0.8% | NEW | — |
| 36 |  $DXYZ | Destiny Tech100 Inc. | $2.2M | 0.8% | NEW | — |
| 37 | — | First Trust Ultra Short Duration Municipal | $2.2M | 0.8% | NEW | — |
| 38 |  $OXLC | Oxford Lane Capital Corp. | $2.2M | 0.7% | -44% | — |
| 39 |  $LDP | Cohen & Steers Ltd Duration Preferred & Income Fund, Inc. | $2.1M | 0.7% | -16% | — |
| 40 |  $MEGI | NYLI CBRE Global Infrastructure Megatrends Term Fund | $1.9M | 0.7% | +15% | — |
| 41 |  $GAM | GENERAL AMERICAN INVESTORS CO INC | $1.9M | 0.7% | NEW | — |
| 42 |  $BTX | BlackRock Technology & Private Equity Term Trust | $1.9M | 0.6% | -48% | — |
| 43 |  $STEW | SRH Total Return Fund, Inc. | $1.8M | 0.6% | -72% | — |
| 44 |  $BSTZ | BlackRock Science & Technology Term Trust | $1.8M | 0.6% | -62% | — |
| 45 |  $SDHY | PGIM Short Duration High Yield Opportunities Fund | $1.8M | 0.6% | -66% | — |
| 46 |  $CET | CENTRAL SECURITIES CORP | $1.8M | 0.6% | -33% | — |
| 47 |  $TBLD | Thornburg Income Builder Opportunities Trust | $1.5M | 0.5% | -70% | — |
| 48 | — | Exchange Listed FDS Tr | $1.5M | 0.5% | -23% | — |
| 49 |  $GDV | GABELLI DIVIDEND & INCOME TRUST | $1.4M | 0.5% | -25% | — |
| 50 |  $JLS | Nuveen Mortgage & Income Fund/MA/ | $1.3M | 0.5% | -10% | — |
| 51 |  $BGX | Blackstone Long-Short Credit Income Fund | $1.3M | 0.4% | -49% | — |
| 52 |  $DMO | Western Asset Mortgage Opportunity Fund Inc. | $1.2M | 0.4% | -6% | — |
| 53 | — | Invesco Exch Traded Fd Tr II | $1.2M | 0.4% | NEW | — |
| 54 |  $MSD | MORGAN STANLEY EMERGING MARKETS DEBT FUND INC | $1.2M | 0.4% | -47% | — |
| 55 |  $BTT | BlackRock Municipal 2030 Target Term Trust | $1.1M | 0.4% | -1% | — |
| 56 |  $XFLT | XAI Floating Rate & Alternative Income Trust | $1.0M | 0.3% | -91% | — |
| 57 |  $DSM | BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. | $991,241 | 0.3% | -52% | — |
| 58 |  $PDO | PIMCO Dynamic Income Opportunities Fund | $863,090 | 0.3% | -81% | — |
| 59 |  $EDD | Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | $692,481 | 0.2% | NEW | — |
| 60 |  $PCQ | PIMCO CALIFORNIA MUNICIPAL INCOME FUND | $679,760 | 0.2% | -64% | — |
| 61 | — | Western Asset Emerging Mkts | $671,531 | 0.2% | +4301% | — |
| 62 |  $MMD | NYLI MacKay DefinedTerm Muni Opportunities Fund | $659,281 | 0.2% | -54% | — |
| 63 |  $GLD | SPDR GOLD TRUST | $601,545 | 0.2% | +0% | — |
| 64 |  $PNI | PIMCO NEW YORK MUNICIPAL INCOME FUND II | $514,599 | 0.2% | NEW | — |
| 65 |  $CCID | Carlyle Credit Income Fund | $405,227 | 0.1% | -37% | — |
| 66 |  $CEF | Sprott Physical Gold & Silver Trust | $381,760 | 0.1% | NEW | — |
| 67 |  $NSLR | Neostellar Capital Corp. | $348,268 | 0.1% | NEW | — |
| 68 |  $MFM | ABERDEEN MUNICIPAL INCOME FUND | $333,301 | 0.1% | -55% | — |
| 69 |  $CXE | MFS HIGH INCOME MUNICIPAL TRUST | $328,124 | 0.1% | -47% | — |
| 70 |  $SPY | SPDR S&P 500 ETF TRUST | $253,633 | 0.1% | +0% | — |
| 71 |  $CXH | MFS INVESTMENT GRADE MUNICIPAL TRUST | $187,038 | 0.1% | -90% | — |
| 72 |  $HQL | abrdn Life Sciences Investors | $180,207 | 0.1% | NEW | — |
| 73 |  $DTF | DTF TAX-FREE INCOME 2028 TERM FUND INC | $156,338 | 0.1% | NEW | — |
| 74 |  $QQQ | INVESCO QQQ TRUST, SERIES 1 | $155,839 | 0.1% | +0% | — |
| 75 |  $NFLX | NETFLIX INC | $96,150 | 0.0% | +0% | 86.7 |
| 76 |  $MDY | SPDR S&P MIDCAP 400 ETF TRUST | $92,514 | 0.0% | +0% | — |
| 77 | — | Proshares Tr | $62,304 | 0.0% | NEW | — |
| 78 |  $TMC | TMC the metals Co Inc. | $60,294 | 0.0% | +0% | — |
| 79 |  $META | Meta Platforms, Inc. | $57,213 | 0.0% | +0% | 80.9 |
| 80 |  $WIW | WESTERN ASSET INFLATION-LINKED OPPORTUNITIES & INCOME FUND | $55,378 | 0.0% | NEW | — |
| 81 |  $FXY | Invesco CurrencyShares Japanese Yen Trust | $34,728 | 0.0% | +0% | — |
| 82 |  $PFO | Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC | $33,665 | 0.0% | +11% | — |
| 83 |  $EDF | Virtus Stone Harbor Emerging Markets Income Fund | $31,615 | 0.0% | +222% | — |
| 84 |  $FPF | First Trust Intermediate Duration Preferred & Income Fund | $31,064 | 0.0% | -2% | — |
| 85 |  $ANGX | Angel Studios, Inc. | $17,382 | 0.0% | +0% | 26 |
| 86 |  $KF | KOREA FUND INC | $17,062 | 0.0% | -37% | — |
| 87 |  $TSI | TCW STRATEGIC INCOME FUND INC | $14,628 | 0.0% | +63% | — |
| 88 |  $JOF | JAPAN SMALLER CAPITALIZATION FUND INC | $12,535 | 0.0% | -38% | — |
| 89 |  $NMAI | Nuveen Multi-Asset Income Fund | $11,135 | 0.0% | -18% | — |
| 90 | — | ProShares Short VIX Short-Term Futures ETF | $10,076 | 0.0% | +0% | — |
| 91 | — | Net Power Inc. | $8,848 | 0.0% | +0% | — |
| 92 |  $PGZ | Principal Real Estate Income Fund | $8,716 | 0.0% | -9% | — |
| 93 | — | Montana Technologies Corp | $8,572 | 0.0% | +0% | — |
| 94 |  $TDF | TEMPLETON DRAGON FUND INC | $8,223 | 0.0% | -45% | — |
| 95 |  $CLM | Cornerstone Strategic Investment Fund, Inc. | $8,152 | 0.0% | +6% | — |
| 96 |  $GGN | GAMCO Global Gold, Natural Resources & Income Trust | $7,921 | 0.0% | NEW | — |
| 97 |  $EEA | EUROPEAN EQUITY FUND, INC / MD | $7,636 | 0.0% | -54% | — |
| 98 |  $EMF | TEMPLETON EMERGING MARKETS FUND | $7,503 | 0.0% | -35% | — |
| 99 |  $MXF | MEXICO FUND INC | $7,409 | 0.0% | -54% | — |
| 100 |  $MXE | MEXICO EQUITY & INCOME FUND INC | $7,353 | 0.0% | -59% | — |
| 101 |  $ADX | ADAMS DIVERSIFIED EQUITY FUND, INC. | $6,867 | 0.0% | +2% | — |
| 102 |  $RVT | ROYCE SMALL-CAP TRUST, INC. | $6,677 | 0.0% | +2% | — |
| 103 |  $TY | TRI-CONTINENTAL Corp | $6,175 | 0.0% | +1% | — |
| 104 |  $BDJ | BlackRock Enhanced Equity Dividend Trust | $6,152 | 0.0% | +2% | — |
| 105 |  $GAB | GABELLI EQUITY TRUST INC | $6,148 | 0.0% | +3% | — |
| 106 |  $QQQX | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $6,007 | 0.0% | +2% | — |
| 107 |  $JCE | Nuveen Core Equity Alpha Fund | $5,814 | 0.0% | +0% | — |
| 108 |  $RAAQ | Real Asset Acquisition Corp. | $5,541 | 0.0% | NEW | — |
| 109 |  $ASG | LIBERTY ALL STAR GROWTH FUND INC. | $5,352 | 0.0% | +5% | — |
| 110 |  $AEF | abrdn Emerging Markets ex-China Fund, Inc. | $4,862 | 0.0% | -69% | — |
| 111 |  $USA | LIBERTY ALL STAR EQUITY FUND | $4,836 | 0.0% | +6% | — |
| 112 | — | Purecycle Technologies Inc | $4,093 | 0.0% | +0% | — |
| 113 |  $KRSP | Rice Acquisition Corp 3 | $3,886 | 0.0% | NEW | — |
| 114 |  $ZTR | Virtus Total Return Fund Inc. | $3,028 | 0.0% | +2% | — |
| 115 |  $NXDT | NEXPOINT DIVERSIFIED REAL ESTATE TRUST | $1,331 | 0.0% | +3% | 37.9 |
New Positions (25)
$NML Neuberger Energy Infrastructure & Income Fund Inc.$3.4M$KYN Kayne Anderson Energy Infrastructure Fund, Inc.$3.3M$BGR BlackRock Energy & Resources Trust$3.1M$BCX BlackRock Resources & Commodities Strategy Trust$2.6M$IVZ Invesco Ltd.$2.3M$IVZ Invesco Ltd.$2.3M$DXYZ Destiny Tech100 Inc.$2.2MExited Positions (17)
$DIAX Nuveen Dow 30sm Dynamic Overwrite Fund
$JQC Nuveen Credit Strategies Income Fund
$NCV Virtus Convertible & Income Fund
$CMU MFS HIGH YIELD MUNICIPAL TRUST
$ECC Eagle Point Credit Co
$GNT GAMCO Natural Resources, Gold & Income Trust
$LEO BNY MELLON STRATEGIC MUNICIPALS, INC.
$MVT BLACKROCK MUNIVEST FUND II, INC.
$VFL abrdn National Municipal Income Fund
$FMN Federated Hermes Premier Municipal Income Fund
$NBH NEUBERGER MUNICIPAL FUND INC.
$DMB BNY Mellon Municipal Bond Infrastructure Fund, Inc.
$SPMA Sound Point Meridian Capital, Inc.
$IIF MORGAN STANLEY INDIA INVESTMENT FUND, INC.Browse Top Institutional Investors
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