PhenixFIN Corp (PFX) — Institutional Holders, Q2 2026
11 institutional investment managers reported a PFX position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $14.1M. Every filer is listed below, ranked by position value. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
PFX in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- Adalta Capital ManagementAdded · +1,000 sh+$42.6K
- IFG AdvisoryNew · +7 sh+$298.00
Biggest sellers
- 22NWSold out · -43,115 sh-$1.8M
- RAYMOND JAMES FINANCIALSold out · -23,938 sh-$1.0M
- MORGAN STANLEYTrimmed · -496 sh-$21.1K
- UBS Group AGTrimmed · -358 sh-$15.2K
- Legacy Wealth ManagmentSold out · -200 sh-$8.5K
PFX 13F holders ranked 1–11 of 11
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | Adalta Capital Management#1 · 176,569 sh | 176,569 | $7.5M | 3.30% | +0.6% |
| 2 | AMERICAN FINANCIAL GROUP#2 · 64,327 sh | 64,327 | $2.7M | 0.97% | 0.0% |
| 3 | MORGAN STANLEY#3 · 54,462 sh | 54,462 | $2.3M | <0.01% | -0.9% |
| 4 | Bulldog Investors, LLP#4 · 19,218 sh | 19,218 | $817.9K | 0.18% | 0.0% |
| 5 | Legal & General Group Plc#5 · 15,140 sh | 15,140 | $655.3K | <0.01% | 0.0% |
| 6 | OSAIC#6 · 400 sh | 400 | $17.0K | 0.00% | 0.0% |
| 7 | Allworth Financial#7 · 286 sh | 286 | $12.2K | <0.01% | 0.0% |
| 8 | WELLS FARGO & COMPANY#8 · 250 sh | 250 | $10.6K | 0.00% | -0.4% |
| 9 | UBS Group AG#9 · 130 sh | 130 | $5.5K | 0.00% | -73.4% |
| 10 | IFG Advisory#10 · 7 sh | 7 | $298.00 | 0.00% | New |
| 11 | US BANCORP \DE\#11 · 3 sh | 3 | $128.00 | 0.00% | 0.0% |
Funds that sold out of PFX in Q2 2026 (6)
Held PFX at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| 22NW43,115 sh | 43,115 | $1.7M |
| RAYMOND JAMES FINANCIAL23,938 sh | 23,938 | $935.0K |
| Legacy Wealth Managment200 sh | 200 | $7.8K |
| Archer Investment126 sh | 126 | $4.9K |
| Sound Income Strategies78 sh | 78 | $3.0K |
| MAI Capital Management11 sh | 11 | $430.00 |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.