Great Elm Capital Corp. (GECC) — Institutional Holders, Q2 2026
19 institutional investment managers reported a GECC position on SEC Form 13F-HR for the quarter ended June 30, 2026, with a combined reported value of $3.6M. Every filer is listed below, ranked by position value. Put and call option positions are excluded, and a firm filing several lots or share classes is shown once with its total.
GECC in Q2 2026: what funds did
Funds that filed a 13F for both Q1 2026 and Q2 2026, by what they did with the common stock. Share counts are adjusted for any split between the two quarters; dollar figures are the change in shares at this quarter’s price.
Biggest buyers
- Vident AdvisoryNew · +26,609 sh+$145.0K
- UBS Group AGAdded · +22,329 sh+$121.7K
- Founders Financial AllianceNew · +13,770 sh+$75.0K
- Russell Investments Group, Ltd.New · +744 sh+$4.1K
- Significant Wealth PartnersAdded · +298 sh+$1.6K
Biggest sellers
- Squarepoint OpsSold out · -64,942 sh-$353.9K
- RMB Capital ManagementSold out · -60,000 sh-$327.0K
- JANE STREET GROUPSold out · -41,244 sh-$224.8K
- Papamarkou Wellner Asset ManagementSold out · -30,200 sh-$164.6K
- Cruiser Capital AdvisorsTrimmed · -29,691 sh-$161.8K
GECC 13F holders ranked 1–19 of 19
| # | Institution | Shares | Value | % of portfolio | QoQShares vs Q1 2026 |
|---|---|---|---|---|---|
| 1 | Northern Right Capital Management, L.P.#1 · 383,971 sh | 383,971 | $2.1M | 0.62% | 0.0% |
| 2 | Cruiser Capital Advisors#2 · 97,779 sh | 97,779 | $532.9K | 0.33% | -23.3% |
| 3 | UBS Group AG#3 · 28,250 sh | 28,250 | $154.0K | 0.00% | +377.1% |
| 4 | Crestwood Advisors Group#4 · 26,625 sh | 26,625 | $145.1K | <0.01% | 0.0% |
| 5 | Vident Advisory#5 · 26,609 sh | 26,609 | $145.0K | <0.01% | New |
| 6 | Rockefeller Capital Management L.P.#6 · 25,000 sh | 25,000 | $136.3K | <0.01% | 0.0% |
| 7 | Ethos Financial Group#7 · 24,059 sh | 24,059 | $131.1K | <0.01% | -8.6% |
| 8 | Significant Wealth Partners#8 · 16,771 sh | 16,771 | $91.4K | 0.10% | +1.8% |
| 9 | Founders Financial Alliance#9 · 13,770 sh | 13,770 | $75.0K | <0.01% | New |
| 10 | Rangeley Capital#10 · 10,000 sh | 10,000 | $54.5K | 0.05% | 0.0% |
| 11 | OF TOLEDO NA#11 · 3,874 sh | 3,874 | $21.1K | — | 0.0% |
| 12 | ROYAL BANK OF CANADA#12 · 2,612 sh | 2,612 | $14.0K | 0.00% | 0.0% |
| 13 | Allworth Financial#13 · 1,400 sh | 1,400 | $7.6K | 0.00% | -0.4% |
| 14 | MORGAN STANLEY#14 · 1,387 sh | 1,387 | $7.6K | 0.00% | -2.5% |
| 15 | Russell Investments Group, Ltd.#15 · 744 sh | 744 | $4.1K | 0.00% | New |
| 16 | Triumph Capital Management#16 · 500 sh | 500 | $2.7K | — | 0.0% |
| 17 | Caitong International Asset Management , Ltd#17 · 44 sh | 44 | $240.00 | 0.00% | New |
| 18 | WELLS FARGO & COMPANY#18 · 3 sh | 3 | $15.00 | 0.00% | -99.7% |
| 19 | SRS Capital Advisors#19 · 1 sh | 1 | $6.00 | 0.00% | 0.0% |
Funds that sold out of GECC in Q2 2026 (8)
Held GECC at the end of Q1 2026 and filed a Q2 2026 13F without it. Not in the list above, because they no longer hold it. Largest prior position first.
| Institution | Shares sold | Value in Q1 2026 |
|---|---|---|
| Squarepoint Ops64,942 sh | 64,942 | $325.4K |
| RMB Capital Management60,000 sh | 60,000 | $300.6K |
| JANE STREET GROUP41,244 sh | 41,244 | $206.6K |
| Papamarkou Wellner Asset Management30,200 sh | 30,200 | $151.3K |
| TWO SIGMA SECURITIES17,066 sh | 17,066 | $85.5K |
| NORTHERN11,765 sh | 11,765 | $58.9K |
| HRT FINANCIAL11,178 sh | 11,178 | $56.0K |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT126 sh | 126 | $631.00 |
Source: Form 13F-HR filings on SEC EDGAR, Q2 2026. Values are as reported by each manager at quarter end. “% of portfolio” is the position’s share of the manager’s total reported 13F value for the same quarter. “New” means the manager filed a 13F for Q1 2026 without this position; a dash means no comparison is available. Where a manager’s own filing is internally inconsistent its value is withheld and it is listed last. 13F data shows reported holdings, not recommendations.